ScottsdaleRecruiter Since 2001
the smart solution for Scottsdale jobs

Senior Audit Manager – Bank Fraud and Central Operations

Company: USAA
Location: Scottsdale
Posted on: November 20, 2020

Job Description:

Purpose of Job We are seeking a talented Senior Audit Manager – Bank Fraud and Central Operations for our San Antonio, TX, Plano, TX, Phoenix, AZ, and Remote facilities.

About USAA

USAA knows what it means to serve. We facilitate the financial security of millions of U.S. military members and their families. This singular mission requires a dedication to innovative thinking at every level.

In each of the past five years, we've been a top-40 Fortune 100 Best Companies to Work For®, and we've ranked among Victory Media's Top 10 Military Friendly® Employers 13 years straight. We embrace a robust veteran workforce and encourage veterans and veteran spouses to apply.

Purpose of the Job

Manages audit engagements, varying in complexity, and often participates in complex, cross-functional risk-based assurance and advisory engagements driving quality of audit work. May lead engagements as Auditor-In-Charge (AIC). Maintains knowledge of financial services regulations and effectively responds and interacts with regulators. Provides oversight to multiple audit engagements and participates in review of engagement planning, fieldwork and reporting. Manages strategic initiatives and assists with the development and implementation of a risk-based audit plan. Serves, and/or partners with subject matter expert(s) within audit or the business to analyze issues, establish collaborative client relationships, and proactively work with client management to assess risk and improve internal controls.

Adheres to the Institute of Internal Auditors' International Standards for the Professional Practice of Internal Auditing (Standards) and Code of Ethics. Job Requirements PRIMARY RESPONSIBILITIES

Influences business and clients across the enterprise regarding effective internal controls and mitigating risks across the full Enterprise taxonomy and challenges business management to adopt appropriate policies and procedures and effective controls designed to mitigate risks.

Manages audit engagement-related efforts and assignments of staff with varying degrees of expertise and experience when conducting engagements, specialized audits or business audits recognizing the cross-matrixing and cross-functionality within the specialized functions/business areas.

Independently prepares, reviews, and leads continuous monitoring and advisory activities, special reviews and investigations.

Ensures assigned audit engagements are completed objectively, professionally, timely and in accordance with corporate and industry audit standards.

Approves the engagement risk and control matrix and scope of the audit for final review and approval by Audit Leadership.

Proactively identifies control weaknesses and opportunities for improvement in the current operating environment providing recommendations for corrective action. Drafts the related audit issues and audit reports for issuance to respective client leadership conducting follow-up activities.

Responsible for quality of audit reviews with final signoff of work papers; proposes and/or recommends updates to the universe risk assessment of the entity based on audit results.

Leads team activities and provides feedback to the team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions that demonstrate critical thinking ability.

Builds and enhances client relationships across the organization for areas of responsibility helping to drive strategic objectives with the business.

Communicates effectively with business/clients to include delivering both risk-based and difficult messages.  May be asked to communicate with regulators and executive leaders.

Provides recommendations on staffing assignments to audit leadership and guidance to staff members.

Provides coaching and guidance to other auditors ensuring timeliness and quality of audit engagement deliverables.    May deliver audit team end of engagement evaluations.

Provides input into the creation of the internal audit universe and audit entities risk profile. Updates universe risk assessment information with current and applicable research and industry feedback.

Participates in development of the Audit annual plan for assigned areas of responsibility including proper assessment and coverage of risks and emerging risks and assists with execution of the annual plan.

MINIMUM REQUIREMENTS

Bachelor's degree in Business or relevant field such as Finance, Accounting, Business, or Information Technology OR four additional years of related experience beyond minimum required may be substituted in lieu of a degree.

years of audit, financial, insurance, banking, information technology or related business and/or leadership experience.

Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment.

Broad and comprehensive experience in Audit theory, internal audit principles with demonstrated experience in audit examining, analyzing, assessing, and drawing conclusions from audit work.

Demonstrated experience effectively communicating and challenging Controls with business partners and influencing business outcomes.

Understanding of risks and internal controls and the ability to evaluate and determine adequacy and efficiency of controls.

Experience in a support role, mentoring, and providing feedback to audit team members throughout the audit.

Experience in overseeing work with both internal and external partners in a highly collaborative environment

Demonstrated critical thinking and knowledge of data analysis tools and techniques and decision-making abilities.

Demonstrated experience in highly dynamic environment undergoing change; ability to deal with competing priorities.

PREFERRED REQUIREMENTS

Large Financial Institution experience

Bank Operations experience

TPRM, Reg W, or RCSA experience

*Qualifications may warrant placement in a different job level*

When you apply for this position, you will be required to answer some initial questions.  This will take approximately 5 minutes.  Once you begin the questions you will not be able to finish them at a later time and you will not able to change your responses.

The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.

At USAA our employees enjoy one of the best benefits packages in the business, including a flexible business casual or casual dress environment, comprehensive medical, dental and vision plans, along with wellness and wealth building programs. Additionally, our career path planning and continuing education will assist you with your professional goals.

USAA also offers a variety of on-site services and conveniences to help you manage your work and personal life, including seven cafeterias, two company stores and three fitness centers.

For Internal Candidates: Must complete 12 months in current position (from date of hire or date of placement), or must have manager’s approval prior to posting.

Last day for internal candidates to apply to the opening is 10/29/2020 by 11:59 pm CST time

Keywords: USAA, Scottsdale , Senior Audit Manager – Bank Fraud and Central Operations, Other , Scottsdale, Arizona

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


Travel Nurse RN - Progressive Care Unit - $3,494 per week
Description: American Mobile Healthcare is seeking a travel nurse RN Progressive Care Unit for a travel nursing job in Sun City West, Arizona. Job Description amp Requirements Specialty: Progressive Care Unit (more...)
Company: American Mobile Healthcare
Location: Sun City West
Posted on: 11/24/2020

Travel Nurse RN - Med Surg - $3,494 per week
Description: American Mobile Healthcare is seeking a travel nurse RN Med Surg for a travel nursing job in Sun City West, Arizona. Job Description amp Requirements Specialty: Med Surg Discipline: RN Start (more...)
Company: American Mobile Healthcare
Location: Sun City West
Posted on: 11/24/2020

Experienced Travel CCU Registered Nurse (RN) - Full Time
Description: Nurses excel at Banner Health. Banner Health has both the stability that comes with success and the values you can be proud to represent. If you are looking to leverage your nursing skills - you belong (more...)
Company: Banner Health AZ
Location: Sun City
Posted on: 11/24/2020


Travel Nurse RN - ICU - Intensive Care Unit - $3,494 per week
Description: American Mobile Healthcare is seeking a travel nurse RN ICU - Intensive Care Unit for a travel nursing job in Sun City West, Arizona. Job Description amp Requirements Specialty: ICU - Intensive (more...)
Company: American Mobile Healthcare
Location: Sun City West
Posted on: 11/24/2020

PT Preload Supervisor
Description: Job Description Train and supervise daily activities of package handlers and
Company: United Parcel Service
Location: Sun City West
Posted on: 11/24/2020

Shopper --- grocery pros wanted for up to $22 an hour
Description: Shipt is a membership-based marketplace that helps people get the things they need, like fresh produce and household essentials, from stores they trust. Help people save time and have fun while you're (more...)
Company: Shipt
Location: Sun City West
Posted on: 11/24/2020

Shopper --- Flexible schedule, up to $22 an hour
Description: Shipt is a membership-based marketplace that helps people get the things they need, like fresh produce and household essentials, from stores they trust. Help people save time and have fun while you're (more...)
Company: Shipt
Location: Sun City
Posted on: 11/24/2020

PT Preload Supervisor
Description: Job Description: Train and supervise daily activities of package handlers and clerks to ensure that all assigned duties are accomplished safely and timely. Supervisors typically work Monday through (more...)
Company: United Parcel Service
Location: Sun City West
Posted on: 11/24/2020

Travel Nurse RN - PACU - Post Anesthetic Care - $3,494 per week
Description: American Mobile Healthcare is seeking a travel nurse RN PACU - Post Anesthetic Care for a travel nursing job in Sun City West, Arizona. Job Description amp Requirements Specialty: PACU - Post Anesthetic (more...)
Company: American Mobile Healthcare
Location: Sun City West
Posted on: 11/24/2020

Travel Nurse RN - Endoscopy - $3,494 per week
Description: American Mobile Healthcare is seeking a travel nurse RN Endoscopy for a travel nursing job in Sun City West, Arizona. Job Description amp Requirements Specialty: Endoscopy Discipline: RN Start (more...)
Company: American Mobile Healthcare
Location: Sun City West
Posted on: 11/24/2020

Log In or Create An Account

Get the latest Arizona jobs by following @recnetAZ on Twitter!

Scottsdale RSS job feeds